William David Richards
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJun 2026 to now
- Cambridge Investment Research Advisors, Inc.Aug 2023 to Jun 2026
- Cambridge Investment Research, Inc.Aug 2023 to Jun 2026
- Edward JonesNov 2021 to Aug 2023
- Merrill Wealth ManagementMay 2019 to Nov 2021
- Hd Vest Investment ServicesNov 2018 to May 2019
- CardlyticsApr 2018 to Aug 2018
- Cheers for ChildrenFeb 2018 to Jun 2019
- GrouponSep 2016 to Feb 2018
- Keller WilliamsJan 2015 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7044204
- Firm CRD
- 6413