Benjamin H Shapiro
Investment adviser representative at J.P. Morgan Securities LLC
13 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you Benjamin H Shapiro? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- J.P. Morgan Securities LLCMar 2024 to now
- JPMorgan Chase Bank NAJun 2021 to now
- JPMorgan Securities LLCJun 2021 to now
- Northwestern Mutual Investment Services LLCDec 2018 to Jun 2021
- William Lee RichardsonDec 2018 to Jun 2021
- Natives GroupJun 2017 to Nov 2018
- Hobart and William Smith CollegesAug 2013 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7042883
- Firm CRD
- 79