Stephen James Fazio
Investment adviser representative at Wells Fargo Advisors
14 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
Are you Stephen James Fazio? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Wells Fargo Clearing Services, LLCJul 2025 to now
- Bank of America, N.A.Aug 2024 to Jul 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2024 to Jul 2025
- Wells Fargo Bank, NASep 2022 to Jul 2024
- Wells Fargo Clearing Services, LLCSep 2022 to Jul 2024
- UnemployedJun 2022 to Sep 2022
- Liberty MutualMar 2021 to Jun 2022
- Nylife Securities LLCDec 2018 to Apr 2021
- New York Life Insurance CoNov 2018 to Apr 2021
- GncJul 2018 to Oct 2018
- Avon School of MusicMay 2012 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (SC).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7042131
- Firm CRD
- 19616