Leslie Ambrose
Investment adviser representative at LPL Enterprise, LLC
11 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaDec 2023 to now
- Menachem WellspringJul 2020 to now
- Pruco Securities LLCSep 2023 to Nov 2024
- JPMorgan Securities LLCOct 2018 to Mar 2022
- Argosy UniversityOct 2017 to Dec 2017
- Kindercare EducationAug 2017 to Aug 2018
- SpherionJul 2017 to Oct 2018
- UnemployedMar 2017 to Jul 2017
- Walmart IncorporatedJul 2015 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (IL).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7042017
- Firm CRD
- 8733