Richard Gonzalez
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services Inc.Apr 2024 to now
- Morgan StanleyFeb 2022 to Apr 2024
- Obsidian Capital GroupApr 2021 to Feb 2022
- Wells Fargo Clearing Services, LLCApr 2019 to Apr 2021
- Wells Fargo AdvisorsOct 2018 to Mar 2019
- Ricardo Gonzalez PaintingMay 2018 to Sep 2018
- Baruch CollegeJan 2015 to May 2018
- Trump Golf Links At Ferry PointMay 2014 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (FL, NY).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7041787
- Firm CRD
- 8174