Herschel Diaz
Investment adviser representative at Charles Schwab & Co., Inc.
12 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
12 years in the industry.
- Charles Schwab & Co., Inc.Sep 2024 to now
- Charles Schwab Bank, SsbSep 2024 to now
- UnemployedJun 2024 to Aug 2024
- Bank of America N.A.Dec 2022 to May 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to May 2024
- E*trade Capital Management LLCMay 2021 to Oct 2022
- E*trade Securities LLCMay 2021 to Oct 2022
- Edward JonesNov 2018 to May 2021
- USA Equipment SolutionsApr 2014 to Oct 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (FL).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7041281
- Firm CRD
- 5393