Derek Donald Clayton
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
Are you Derek Donald Clayton? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab Bank, SsbNov 2023 to now
- Charles Schwab & Co., Inc.Jan 2022 to now
- TD Ameritrade Investment Management, LLCApr 2021 to Sep 2023
- TD Ameritrade Investment Management, LLCNov 2019 to Feb 2021
- TD Ameritrade, IncNov 2018 to Jun 2024
- GallupJun 2018 to Nov 2018
- UnemployedJan 2018 to May 2018
- GallupAug 2017 to Jan 2018
- Walmart (sam's Club)Jun 2017 to Jul 2017
- UnemployedSep 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NE).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7040638
- Firm CRD
- 5393