Wendy Chen
Investment adviser representative at J.P. Morgan Securities LLC
12 yearsExperience
2 statesRegistered in
CFADesignation
$429.7BFirm assets
Are you Wendy Chen? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- J.P. Morgan Securities LLCFeb 2025 to now
- JPMorgan Chase Bank, N.A.Feb 2025 to now
- Citibank NAOct 2018 to Jan 2025
- Citibank CanadaApr 2017 to Oct 2018
- Davis - Rea Ltd Investment / Davis - Rea LteeMay 2014 to Apr 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7040533
- Firm CRD
- 79