Travis Sullivan
Investment adviser representative at Charles Schwab & Co., Inc.
14 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
14 years in the industry.
- Charles Schwab & Co., Inc.Mar 2025 to now
- UnemployedOct 2024 to Mar 2025
- Southern Glazer's Wine and SpiritsDec 2021 to Oct 2024
- RBC Capital Markets, LLCJun 2021 to Nov 2024
- Equitable Advisors, LLCJan 2021 to Jun 2021
- UnemployedDec 2019 to Jan 2021
- RBC Capital Markets, LLCAug 2018 to Dec 2019
- UnemployedDec 2017 to Aug 2018
- Dallas Stars Ice Hockey ClubAug 2016 to Dec 2016
- Full Time EducationAug 2012 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7040449
- Firm CRD
- 5393