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Marina Basta

Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

10 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyFeb 2025 to now
  2. Northwestern Mutual Investment Services, LLCJan 2025 to now
  3. Northwestern Mutual Life Insurance CompanyJan 2025 to now
  4. Merrill LynchMar 2023 to Nov 2024
  5. JP Morgan ChaseNov 2020 to Mar 2023
  6. SantanderOct 2018 to Nov 2020
  7. ApluscareFeb 2018 to Oct 2018
  8. UnemployedApr 2017 to Feb 2018
  9. Vodafone UkDec 2016 to Apr 2017
  10. UnemployedSep 2016 to Dec 2016

Exams passed

  • Series 63 · Uniform Securities Agent State Law2019
  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (NJ).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7040367
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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