Joseph Osborne
Investment adviser representative at Pks Advisory Services, LLC
11 yearsExperience
2 statesRegistered in
$1.1BFirm assets
23 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Purshe Kaplan Sterling InvestmentsJan 2026 to now
- Pks Advisory Services, LLCNov 2023 to now
- Pks Advisory Services, LLC dba Roy Matlock Jr. AdvisoryNov 2023 to now
- Cape Securities, Inc.Jul 2023 to Jan 2026
- Terra Wealth Management, LLCOct 2022 to Nov 2023
- OptumMay 2019 to Jul 2023
- Pfs Investments Inc.Nov 2018 to Oct 2022
- Primerica Financial ServicesJan 2016 to Oct 2022
- Kindred At HomeApr 2015 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
Pks Advisory Services, LLC
$1.1BAssets managed
4,892Clients
46Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7039403
- Firm CRD
- 125648