Matthew Stephen Waldron
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Jul 2019 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2019 to now
- UnemployedMar 2019 to Jun 2019
- Bank of America, N.A.Nov 2018 to Mar 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2018 to Mar 2019
- UnemployedAug 2018 to Oct 2018
- Extended TravelJun 2018 to Jul 2018
- Stanislaus StateNov 2017 to May 2018
- Buffalo Wild WingsJul 2017 to Dec 2017
- Farmers InsuranceMay 2017 to Aug 2017
- Cal State StanislausAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7038973
- Firm CRD
- 7691