Rubab Muzaffar
Investment adviser representative at Principal Securities, Inc.
14 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Principal Securities, Inc.Jan 2025 to now
- Principal Life Insurance CompanyJan 2025 to now
- UnemployedApr 2023 to Jan 2025
- Goldman Sachs & Co. LLCJan 2021 to Apr 2023
- The Ayco Company, L.p./mercer AlliedOct 2018 to Jan 2021
- UnemployedFeb 2018 to Oct 2018
- TD BankAug 2016 to Feb 2018
- Macys Inc.Mar 2015 to Dec 2017
- Rutgers-the State University of New JerseySep 2012 to Jan 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2019
- Series 63 · Uniform Securities Agent State Law2019
State registrations
Registered as an investment adviser representative in 1 state (CA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7038305
- Firm CRD
- 1137