Roman Cole Bandy
Investment adviser representative at Finiat, LLC
12 yearsExperience
1 stateRegistered in
$25.6MFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Finiat, LLCMay 2024 to now
- Stetson University College of LawAug 2021 to May 2024
- The University of TulsaAug 2017 to Jul 2021
- Metro Christian AcademyMay 2014 to Jul 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (FL).
Finiat, LLC
$25.6MAssets managed
1Clients
2Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7037244
- Firm CRD
- 329094