Gonzalo A Figueroa ortega
Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
Are you Gonzalo A Figueroa ortega? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
11 years in the industry.
- Northwestern Mutual Investment Services, LLCJul 2026 to now
- Peter TiborisApr 2026 to now
- Q3 Advisors LLCJun 2025 to Apr 2026
- Osaic WealthAug 2023 to Apr 2025
- Gateway Advisory LLCDec 2021 to Aug 2023
- Bank of AmericaNov 2018 to Dec 2021
- Merrill Lynch Pierce Fenner and Smith IncNov 2018 to Dec 2021
- TD BankSep 2015 to Nov 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7036043
- Firm CRD
- 2881