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Sean Thomas Powell

Investment adviser representative at Ameriprise Financial Services, LLC
18 yearsExperience
2 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

18 years in the industry.

  1. Ameriprise Financial Services, LLCJun 2025 to now
  2. Raymond James Financial Services Advisors, Inc.Aug 2024 to Jun 2025
  3. Raymond James Financial Services, Inc.Aug 2024 to Jun 2025
  4. Security Wealth ManagementAug 2024 to Jun 2025
  5. University of South DakotaAug 2023 to Aug 2024
  6. Security Savings BankOct 2018 to Jun 2025
  7. LPL Financial LLCOct 2018 to Aug 2024
  8. Wells Fargo Bank, N.A.Feb 2008 to Oct 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2019
  • Series 66 · Uniform Combined State Law2019

State registrations

Registered as an investment adviser representative in 2 states (SD, TX).

Ameriprise Financial Services, LLC

$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7034305
Firm CRD
6363
Advisor's SEC record (opens in a new tab)
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