Arlette Pol
Investment adviser representative at Oppenheimer & Co. Inc.
12 yearsExperience
2 statesRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Oppenheimer & Co. Inc.Mar 2026 to now
- Saint Thomas UniversityAug 2019 to now
- Morgan StanleyJun 2021 to Feb 2026
- Northwestern Mutual Investment Services LLCMar 2020 to Jun 2021
- Northwestern Mutual Life Insurance CompanyMar 2020 to Jun 2021
- Merrill LynchJun 2019 to Mar 2020
- Cetera Investment Services LLCNov 2018 to Jun 2019
- Regions BankSep 2018 to Jun 2019
- Regions Financial CorpJul 2017 to Sep 2018
- Spring Connect LLCAug 2016 to Jul 2017
- SprintFeb 2016 to Jul 2017
- Miami Dade CollegeJul 2014 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (FL, NY).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7031860
- Firm CRD
- 249