Carlos Miguel Batista gutierrez
Investment adviser representative at Valley Wealth Managers, Inc.
12 yearsExperience
1 stateRegistered in
$2.7BFirm assets
40 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Valley Wealth Managers, Inc.Jun 2026 to now
- Valley Financial ManagementJun 2026 to now
- Neuberger BermanOct 2022 to May 2026
- Fidelity InvestmentsJan 2022 to Oct 2022
- Bank of America, N.A.Nov 2021 to Dec 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2021 to Dec 2021
- UnemployedAug 2021 to Sep 2021
- Purdue University GlobalAug 2020 to Jul 2021
- JPMorgan Chase Bank, N.A.Sep 2018 to Feb 2021
- JPMorgan Securities LLC.Sep 2018 to Feb 2021
- Sterling National BankJul 2017 to Sep 2018
- One Stop Multi Service IncJan 2014 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Valley Wealth Managers, Inc.
$2.7BAssets managed
969Clients
47Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7030199
- Firm CRD
- 108879