Stephen E Knutson
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
26 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
26 years in the industry.
- Bank of America, N.A.Feb 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2022 to now
- 21st Century VideographyAug 2013 to now
- Depaul UniversityJan 2000 to now
- J.P. Morgan Securities LLCSep 2018 to Dec 2022
- JPMorgan Chase Bank, N.A.Aug 2018 to Dec 2022
- Systems Research IncorporatedJul 2017 to Sep 2018
- Chef Vince's ZealJun 2017 to Jul 2017
- Roanoke Insurance Group Inc.May 2006 to Jul 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7030042
- Firm CRD
- 7691