Dariia Waggoner
Investment adviser representative at HSBC Securities (USA) Inc.
11 yearsExperience
1 stateRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- HSBC Securities (USA) Inc.Jul 2019 to now
- HSBC Private Bank N.A.Jul 2017 to now
- Robert Half Financial ServicesFeb 2017 to May 2017
- Baruch College, CunyJan 2015 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (NJ).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7029450
- Firm CRD
- 19585