Steven Michael Mallory
Investment adviser representative at Delta Investment Management, LLC
10 yearsExperience
2 statesRegistered in
$856.7MFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Delta Investment Management, Inc.Sep 2019 to now
- Ura Group Az L.L.C.May 2017 to now
- Brookstone Capital Management LLCOct 2018 to Aug 2019
- Round Hill Country ClubJan 2016 to Apr 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Delta Investment Management, LLC
$856.7MAssets managed
1,099Clients
26Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7028370
- Firm CRD
- 149596