Winnie Guo
Investment adviser representative at Charles Schwab & Co., Inc.
5 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
5 years in the industry.
- Charles Schwab & Co., Inc.Mar 2019 to now
- Charles Schwab BankMar 2019 to now
- Morgan Stanley Private Bank, N.A.Feb 2019 to Mar 2019
- Morgan StanleyOct 2018 to Mar 2019
- JP Morgan ChaseFeb 2017 to Oct 2018
- Bank of AmericaFeb 2014 to Feb 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7027109
- Firm CRD
- 5393