Caryn J Smith
Investment adviser representative at Sovereign Financial Group, Inc.
15 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$1.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- dba Venture Stone Wealth ManagementJun 2025 to now
- Sovereign Financial Group, Inc.Jun 2025 to now
- Mercer Global Advisors Inc.Jan 2021 to May 2025
- Rowland Carmichael Advisors IncSep 2018 to Dec 2020
- Northern Trust CompanyJun 2018 to Sep 2018
- Red Rock Recreation LLCSep 2011 to Jun 2018
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Sovereign Financial Group, Inc.
$1.1BAssets managed
1,312Clients
22Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7026010
- Firm CRD
- 294314