Sean Michael Racz
Investment adviser representative at J.P. Morgan Securities LLC
12 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- J.P. Morgan Securities LLCMar 2024 to now
- JPMorgan Chase Bank, N.A.Mar 2024 to now
- Racz Industries LLCAug 2020 to now
- Morgan StanleyOct 2020 to Mar 2024
- E*trade Securities LLCOct 2020 to Sep 2023
- Harrisdirect LLCOct 2020 to Sep 2023
- E*trade Financial CorpOct 2020 to Dec 2021
- Edward JonesOct 2018 to Oct 2020
- UnemployedJun 2018 to Sep 2018
- Texas A&m University, Corpus ChristiAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7024313
- Firm CRD
- 79