Andrew A Mathis
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Sep 2023 to now
- Royal AllianceOct 2018 to now
- TD AmeritradeJun 2020 to Sep 2023
- Kforce StaffingFeb 2020 to May 2020
- UnemployedOct 2019 to Jan 2020
- Rockgate Financial PartnersSep 2018 to Sep 2019
- UnemployedJun 2018 to Aug 2018
- FastsignsJan 2017 to May 2018
- Full-time EducationJul 2013 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7022935
- Firm CRD
- 5393