Alec Smith
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCApr 2023 to now
- Cetera Investment Services LLCApr 2023 to now
- Star Financial BankApr 2023 to now
- Cambridge Investment Research Advisors, Inc.Jun 2022 to Feb 2023
- Cambridge Investment Reserach, Inc.Jun 2022 to Feb 2023
- Foxworthy Wealth Advisors, LLCMay 2021 to Feb 2023
- LPL Financial, LLCMay 2021 to Jun 2022
- Brookstone Capital ManagementJan 2020 to May 2021
- American Senior BenefitsAug 2019 to Jan 2020
- Lincoln Investment LLCSep 2018 to Aug 2019
- Champion Home BuildersNov 2017 to Aug 2019
- Starcraft RvApr 2017 to Oct 2017
- Champion Home BuildersOct 2016 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (IN).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7021491
- Firm CRD
- 105644