Frank Joseph Stubbolo
Investment adviser representative at Morgan Stanley
12 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Morgan StanleyMar 2024 to now
- Morgan Stanley Smith Barney LLCMar 2024 to now
- Wells Fargo Clearing Services, LLCNov 2022 to Mar 2024
- Raymond James & Associates, Inc.Jul 2021 to Nov 2022
- UnemployedMay 2021 to Jul 2021
- T3 Trading Group, LLCAug 2020 to May 2021
- UnemployedMar 2020 to Aug 2020
- Gds GroupFeb 2020 to Mar 2020
- UnemployedSep 2019 to Feb 2020
- Strategic Financial SolutionsMar 2019 to Sep 2019
- AXA Advisors, LLCSep 2018 to Mar 2019
- UnemployedMay 2018 to Sep 2018
- Dynamic ConstructionMay 2017 to Mar 2018
- Gettysburg CollegeSep 2014 to May 2018
- Bombers LacrosseJan 2014 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7021213
- Firm CRD
- 149777