Christopher Stephen Captain
Investment adviser representative at Trek Financial
10 yearsExperience
2 statesRegistered in
$2.8BFirm assets
25 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Trek FinancialJan 2023 to now
- Trek FinancialSep 2022 to Dec 2022
- UnemployedJul 2022 to Sep 2022
- EfinancialJun 2021 to Jul 2022
- UnemployedMar 2020 to Jun 2021
- Kangaroo MovingJan 2019 to Mar 2020
- Bcj FinancialMay 2016 to Dec 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (AZ, UT).
Trek Financial
Legal name: Trek Financial, LLC
$2.8BAssets managed
4,688Clients
63Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7015714
- Firm CRD
- 109376