Stephanie Mondro
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Stephanie Mondro? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2026 to now
- UBS Financial Services Inc.Jun 2024 to Jan 2026
- Chelsea Groton BankMay 2023 to May 2024
- Infinex Investments, Inc.May 2023 to May 2024
- New England Professional Planning GroupDec 2019 to May 2023
- Raymond James Financial Services, Inc.Dec 2019 to May 2023
- Fb Wealth Management (first Bancorp)Nov 2017 to Dec 2019
- Infinex Investments, Inc.Nov 2017 to Dec 2019
- First Bank (first Bancorp)Jan 2017 to Nov 2017
- UnemployedMar 2016 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (RI, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7015482
- Firm CRD
- 7691