Brendan Cornies
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
18 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Bank of America, N.A.Jun 2020 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2020 to now
- Not EmployedFeb 2020 to May 2020
- Bank of America, N. A.Jun 2019 to Jan 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2019 to Jan 2020
- Greycliff Advisory GroupMar 2019 to May 2019
- Nylife Securities, LLCDec 2018 to Mar 2019
- New York Life Insurance CompanySep 2018 to Mar 2019
- UnemployedMay 2018 to Aug 2018
- Acklands GraingerJun 2017 to Aug 2017
- Brooklyn CollegeMay 2016 to May 2018
- Erie Shores Golf and Country ClubApr 2008 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 3 states (CA, NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7015451
- Firm CRD
- 7691