Samuel De la cruz
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Samuel De la cruz? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCMay 2025 to now
- Grove Point Advisors, LLCApr 2021 to now
- Grove Point Investments, LLCApr 2021 to now
- Medallion Financial GroupOct 2019 to now
- H. Beck, Inc.Jul 2020 to Mar 2021
- Securities Service NetworkOct 2019 to Jul 2020
- Ssn Advisory, IncOct 2019 to Jul 2020
- Alexander Capital LPSep 2018 to Oct 2019
- UnemployedJun 2018 to Sep 2018
- KlienfieldDec 2016 to Jun 2018
- University of South Carolina @ BeaufortJun 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 2 states (GA, MD).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7015384
- Firm CRD
- 6413