Ivan Jack Wong
Investment adviser representative at LPL Financial LLC
27 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- LPL Financial, LLCOct 2024 to now
- Bank of America, N.A.Mar 2020 to Aug 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2020 to Aug 2024
- Nylife Securities LLCDec 2018 to Jan 2020
- New York Life Insurance CompanySep 2018 to Jan 2020
- Command and General Staff CollegeJan 2017 to May 2017
- University of TexasSep 2012 to Jan 2017
- Caruth Police InstituteSep 2011 to Jan 2017
- University of Texas At DallasAug 2011 to Dec 2016
- Texas Army National GuardOct 1999 to Feb 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7014937
- Firm CRD
- 6413