Collin Gregory Plotts
Investment adviser representative at 49 Financial
10 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- 49 FinancialMay 2023 to now
- 49 Wealth ManagementMay 2023 to now
- Pks InvestmentsSep 2022 to Jan 2024
- Thrivent Advisor Network dba 49 FinancialSep 2020 to Dec 2022
- Purshe Kaplan Sterling Inestments, IncOct 2019 to Sep 2020
- AXA Advisors, LLCSep 2018 to Oct 2019
- Kanakuk KampsMay 2018 to Aug 2018
- Teleios Travel LLCOct 2017 to Oct 2020
- Kanakuk InstituteSep 2017 to Apr 2018
- Chick-fil-aAug 2017 to Dec 2017
- Kanakuk KampsMay 2017 to Aug 2017
- Montgomery Coscia Greilich LLPJan 2017 to Apr 2017
- Specialty Restoration of TexasAug 2016 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7013522
- Firm CRD
- 319484