Michael Battaglia
Investment adviser representative at LPL Enterprise, LLC
14 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaNov 2021 to now
- Pruco Securities, LLC.Nov 2021 to Nov 2024
- Equitable Advisors, LLCAug 2019 to Oct 2021
- AXA Advisors, LLCAug 2019 to Jun 2020
- UnemployedJun 2019 to Jul 2019
- Edward JonesSep 2018 to May 2019
- UnemployedJul 2018 to Sep 2018
- Harbor FreightApr 2018 to Jun 2018
- Rite Aid Corporation/ WalgreensNov 2017 to Apr 2018
- Valu Home CenterSep 2012 to Oct 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7010758
- Firm CRD
- 8733