Brooks Allen
Investment adviser representative at Planmember Securities Corporation
10 yearsExperience
1 stateRegistered in
$10.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Planmember Securities CorporationApr 2024 to now
- Na-unemployedJul 2023 to Apr 2024
- One Capital Management, LLCMar 2022 to Jul 2023
- Mercer Global Advisors Inc.Nov 2019 to Mar 2022
- UnemployedApr 2019 to Nov 2019
- Fidelity Brokerage Services LLCAug 2018 to Apr 2019
- Mission Wealth ManagementApr 2018 to Jun 2018
- Uc Santa BarbaraSep 2016 to Jun 2018
- UnemployedJun 2016 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Planmember Securities Corporation
$10.1BAssets managed
69,645Clients
424Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7009470
- Firm CRD
- 11869