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Mary anne Hartigan

Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

10 years in the industry.

  1. Wells Fargo Advisors Financial Network, LLCFeb 2026 to now
  2. Wells Fargo Clearing Services, LLCFeb 2026 to now
  3. Tier 4 GroupAug 2025 to now
  4. CarineMay 2024 to now
  5. Northwestern Mutual Investment Services LLCSep 2025 to Feb 2026
  6. Northwestern Mutual Life Insurance CompanyAug 2025 to Feb 2026
  7. RBC Capital MarketsNov 2024 to Mar 2025
  8. Stratos Wealth PartnersJun 2024 to Aug 2024
  9. RoverMay 2024 to Sep 2024
  10. Northwestern Mutual Investment Services, LLCJun 2023 to Jul 2024
  11. Northwestern Mutual Life Insurance CompanyMay 2023 to Jul 2024
  12. Tradestation Securities, Inc.May 2022 to Mar 2023
  13. Etoro USA SecuritiesDec 2020 to May 2022
  14. Raymond James Financial Services Advisors, Inc.Sep 2020 to Dec 2020
  15. Raymond James Financial Services, Inc.May 2019 to Dec 2020
  16. InventusApr 2019 to May 2019
  17. The Vanguard Group, Inc.Sep 2018 to Apr 2019
  18. UnemployedApr 2018 to Sep 2018
  19. Wilenchik & Bartness PcOct 2017 to Mar 2018
  20. Hagens Berman Sobol Shapiro LLPJan 2017 to Aug 2017
  21. Career Management AssociatesMay 2016 to Jan 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2018
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 1 state (AZ).

Wells Fargo Advisors

Legal name: Wells Fargo Clearing Services, LLC

$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7008997
Firm CRD
19616
Advisor's SEC record (opens in a new tab)
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