Clark Lacerda
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services Inc.Nov 2022 to now
- Wells Fargo Clearing Services, LLCOct 2021 to Nov 2022
- Wells Fargo Bank, NASep 2021 to Nov 2022
- J.P. Morgan Securities LLCAug 2018 to Sep 2021
- JPMorgan Chase Bank, N.AAug 2018 to Sep 2021
- Bank of AmericaNov 2017 to Jul 2018
- Mimmos Italian VillageJun 2017 to Nov 2017
- Clark LacerdaMay 2017 to Jun 2017
- Pepsi Beverages CompanyJun 2015 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7008951
- Firm CRD
- 8174