Sheldon R Foreman
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.8TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Sep 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2024 to now
- UnemployedOct 2023 to Jul 2024
- Si Securities, LLCNov 2022 to Jul 2023
- Valic Financial Advisors, Inc.Mar 2022 to Jul 2022
- Circle Internet FinancialNov 2021 to Sep 2023
- The Vanguard Group, Inc.Sep 2018 to Sep 2021
- Breakthrough CollaborativeMay 2018 to Aug 2018
- Swarthmore CollegeSep 2017 to May 2018
- Breakthrough CollaborativeMay 2017 to Sep 2017
- Swarthmore CollegeSep 2016 to May 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7008795
- Firm CRD
- 7691