Charles K Green
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
9 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Bank of America N.A.Oct 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2022 to now
- Prospera Financial ServicesMay 2022 to Jul 2022
- Extended TravelJan 2022 to May 2022
- TIAA, FsbJul 2021 to Jan 2022
- JPMorgan Chase BankSep 2020 to Jun 2021
- JPMorgan Securities LLCSep 2020 to Jun 2021
- Campbell UniversityAug 2020 to Aug 2021
- AXA Advisors, LLCMar 2019 to Aug 2020
- Equitable Advisors, LLCAug 2018 to Aug 2020
- Marinemax Wrightsville BeachFeb 2018 to May 2019
- University of North Carolina - WilmingtonAug 2013 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7008092
- Firm CRD
- 7691