Skip to content

John Maxwell Pauly

Investment adviser representative at Thornburg Investment Management Inc
11 yearsExperience
2 statesRegistered in
CFADesignation
$54.5BFirm assets

Are you John Maxwell Pauly? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

11 years in the industry.

  1. Thornburg Investment Management, Inc.Jun 2026 to now
  2. Fef Distributors, LLCApr 2026 to Apr 2026
  3. First Eagle Investment Management, LLCApr 2026 to Apr 2026
  4. Diamond Hill Capital Management IncAug 2018 to Apr 2026
  5. Foreside Financial Services, LLCAug 2018 to Apr 2026
  6. John D. Dovich & AssociatesDec 2017 to Aug 2018
  7. Fourth Street Performance PartnersJan 2015 to Dec 2017

Designations

  • CFA

Exams passed

  • Series 63 · Uniform Securities Agent State Law2018

State registrations

Registered as an investment adviser representative in 2 states (NM, OH).

Thornburg Investment Management Inc

$54.5BAssets managed
635Clients
42Advisers
43 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7007874
Firm CRD
106357
Advisor's SEC record (opens in a new tab)
CallContact this firm