Erica Guadalupe Zaragoza
Investment adviser representative at Prosperitas Financial, LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$812.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Prosperitas Financial, LLCMay 2025 to now
- Gwn SecuritiesOct 2018 to May 2025
- UnemployedJul 2018 to Oct 2018
- Tustin Unified School DistrictAug 2016 to Jun 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Prosperitas Financial, LLC
$812.5MAssets managed
2,138Clients
39Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7007518
- Firm CRD
- 315768