Mary Margaret Waterer
Investment adviser representative at Stephens
11 yearsExperience
2 statesRegistered in
$18BFirm assets
46 yearsFirm in business
Are you Mary Margaret Waterer? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Stephens Inc.Aug 2025 to now
- Paul, Cox & Todd PllcMar 2020 to Jul 2025
- Morgan StanleySep 2018 to Mar 2020
- Smith Leonard PllcJun 2018 to Sep 2018
- Auburn University - OnlineAug 2017 to Aug 2018
- Chick Fil AJun 2016 to Jun 2017
- University of South CarolinaAug 2014 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Stephens
Legal name: Stephens Inc.
$18BAssets managed
21,991Clients
242Advisers
46 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7006039
- Firm CRD
- 3496