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Sara C Hendrix

Investment adviser representative at Northwestern Mutual Investment Services,LLC
12 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

12 years in the industry.

  1. Northwestern Mutual Investment Services, LLCMar 2026 to now
  2. Jim LapinskaMar 2026 to now
  3. Northwestern Mutual Wealth Management CompanyMar 2026 to now
  4. Fidelity InvestmentsJan 2025 to Feb 2026
  5. Signature Estate and Investment AdvisorsAug 2018 to Jan 2025
  6. Beach Point Capital ManagementFeb 2014 to Aug 2018

Exams passed

  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (TN).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7004569
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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