Ethan Nathaniel Stern
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Flagstar Bank N.A.Dec 2022 to now
- LPL Financial LLCDec 2022 to now
- Morgan Stanley Private Bank, N.A.Oct 2018 to now
- Morgan Stanley Wealth ManagementSep 2018 to Dec 2022
- TD BankJul 2017 to Aug 2018
- University of FloridaAug 2013 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6997851
- Firm CRD
- 6413