James Paul Berndt
Investment adviser representative at Osaic Wealth, Inc.
14 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$234.9BFirm assets
Are you James Paul Berndt? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Osaic Wealth, Inc.Jul 2025 to now
- CorientJun 2024 to Jul 2025
- Corient Services LLCJun 2024 to Jul 2025
- The Mather Group, LLCNov 2021 to Jun 2024
- Ey/tapfinJul 2018 to Oct 2021
- Kraft HeinzFeb 2018 to Jul 2018
- EnterpriseJan 2017 to Feb 2018
- FinametricsJan 2016 to Jan 2017
- Homeowners Choice Construction LLCApr 2015 to May 2017
- StudentJun 2012 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2018
- Series 63 · Uniform Securities Agent State Law2026
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Osaic Wealth, Inc.
$234.9BAssets managed
575,512Clients
7,792Advisers
29 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6996966
- Firm CRD
- 23131