James Hickey
Investment adviser representative at J.P. Morgan Securities LLC
14 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- J.P. Morgan Securities LLCAug 2020 to now
- JP Morgan Chase Bank, N.A.Aug 2020 to now
- Bank of America, N.A.Jul 2018 to Jul 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2018 to Jul 2020
- UnemployedJun 2018 to Jun 2018
- PNCJun 2017 to May 2018
- College At West Virginia UniversityAug 2012 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6996591
- Firm CRD
- 79