Jose Noriega
Investment adviser representative at HSBC Securities (USA) Inc.
11 yearsExperience
21 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
Are you Jose Noriega? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- HSBC Bank USA, N.A.Nov 2025 to now
- HSBC Securities (USA) Inc.Nov 2025 to now
- UnemployedMay 2025 to Nov 2025
- JPMorgan Securities LLCSep 2023 to May 2025
- JPMorgan Chase Bank NAMar 2023 to May 2025
- Rocket MortgageJan 2022 to Jun 2022
- Georgetown UniversityAug 2021 to Mar 2023
- UnemployedApr 2021 to Jul 2021
- JPMorgan Chase Bank NAJan 2019 to Mar 2021
- JPMorgan Securities LLCJan 2019 to Mar 2021
- Vanguard Marketing CorporationAug 2018 to Jan 2019
- Northern Arizona UniversityAug 2014 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 21 states (AK, AL, DC, DE, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NM, NY, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6996354
- Firm CRD
- 19585