Monique Pearl
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Dec 2025 to now
- Principal Life Insurance CoDec 2025 to now
- LPL Enterprise, LLCNov 2024 to Sep 2025
- The Prudential Insurance Company of AmericaAug 2022 to Sep 2025
- Pruco Securities LLCAug 2022 to Nov 2024
- UnemployedMar 2022 to Jun 2022
- Spring Hill SchoolAug 2021 to Feb 2022
- Quest Forward AcademyJul 2021 to Aug 2021
- JP Morgan Chase BankJan 2021 to Jun 2021
- JPMorgan Securities LLCJan 2021 to Jun 2021
- UnemployedFeb 2020 to Dec 2020
- Edward JonesAug 2018 to Feb 2020
- UnemployedJul 2018 to Jul 2018
- Saint Vincent High SchoolAug 2016 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6996249
- Firm CRD
- 1137