Courtney Nicole Hicks
Investment adviser representative at Kestra Advisory Services, LLC
16 yearsExperience
1 stateRegistered in
$79.8BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Kestra Advisory Services, LLCNov 2025 to now
- Kestra Investment Services, LLCNov 2025 to now
- Self-employedApr 2024 to Feb 2025
- Self-employedMay 2019 to Sep 2019
- The Vanguard Group, Inc.Aug 2018 to Nov 2025
- Celtic Commercial FinanceJan 2018 to Aug 2018
- Provident Equipment LeasingNov 2016 to Jan 2018
- Panera BreadSep 2015 to Jun 2017
- California State UniversityAug 2015 to May 2018
- Saddleback CollegeAug 2010 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6996201
- Firm CRD
- 283330