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Mitchell David Carnes

Investment adviser representative at Mariner
18 yearsExperience
1 stateRegistered in
$125.4BFirm assets
20 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

18 years in the industry.

  1. MarinerNov 2018 to now
  2. Mariner Wealth AdvisorsJul 2018 to now
  3. Winthrop Capital ManagementJun 2017 to Jun 2018
  4. Hff, Inc.Jun 2016 to Dec 2016
  5. Unemployed/studentJun 2008 to May 2017

Exams passed

  • Series 65 · Uniform Investment Adviser Law2018

State registrations

Registered as an investment adviser representative in 1 state (IN).

Mariner

Legal name: Mariner, LLC

$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6995060
Firm CRD
140195
Advisor's SEC record (opens in a new tab)
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